David Anthony Smith

• True Potential Wealth Management LLP

  FRN 529810

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF1 Director (AR) (25 Sep 2025 to 3 Oct 2025)
  • CF30 Customer (25 Sep 2025 to 3 Oct 2025)
• Wolds Pension & Wealth Consultancy Limited (no longer approved here)

  FRN 1041088

  • Employed By (25 Sep 2025 to 3 Oct 2025)
• True Potential Investments LLP (no longer approved here)

  FRN 527444

  • CF30 Customer (24 Aug 2016 to 8 Jan 2017)
• RetireInvest Limited (no longer approved here)

  FRN 735551

  • (5)Employed By (18 Feb 2016 to 18 Aug 2016)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (5 Feb 2016 to 18 Aug 2016)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (22 Dec 2014 to 9 Mar 2015)
• Chapter Wealth Management Ltd (no longer approved here)

  FRN 542087

  • Employed By (8 Dec 2014 to 9 Mar 2015)

No changes recorded yet.