David Anthony Philip Swift

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (19 Oct 2022 to 10 Jul 2025)
    • [FCA CF] Client dealing (19 Oct 2022 to 10 Jul 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 15 Feb 2013)
    • CF21 Investment Adviser (17 Nov 2003 to 31 Oct 2007)
    • CF1 Director (AR) (17 Nov 2003 to 19 Oct 2022)
  • The Commercial Finance Advisory Service Ltd (no longer approved here)

    FRN 229331

    • Employed By (22 Mar 2004 to 19 Oct 2022)
  • The Mortgage Advisory Services Limited (no longer approved here)

    FRN 137846

    • (3)Employed By (1 Oct 1998 to 27 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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