David Anthony O'Hara

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital J Ltd

    FRN 229969

    • Employed By (since 2 Apr 2026)
  • Parkway Financial Services Ltd

    FRN 919774

    • (1)Employed By (since 2 Apr 2026)
  • Revelstone Financial Planning Limited

    FRN 223889

    • (2)Employed By (since 13 Aug 2025)
  • Wealth Design Holdings Limited

    FRN 923351

    • Employed By (since 20 Jun 2023)
  • Mandarin Wealth Limited

    FRN 956982

    • (11)Employed By (since 19 Aug 2021)
  • Corbel Partners Limited

    FRN 429142

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF4 Partner (AR) (since 11 Sep 2009)
    • CF1 Director (AR) (since 8 May 2008)
    • CF30 Customer (since 1 Nov 2007)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (17 Jun 2005 to 26 Oct 2018)
    • CF1 Director (17 Jun 2005 to 8 Dec 2019)
  • WB Financial Management Ltd

    FRN 218754

    • (4)Employed By (since 8 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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