David Anthony Hipkiss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fox Whittle Financial Management Ltd (no longer approved here)

    FRN 500906

    • [FCA CF] Manager of certification employee (28 Nov 2023 to 31 Jan 2024)
    • SMF3 Executive Director (10 Nov 2023 to 30 Apr 2024)
    • Responsible for Insurance Distribution (10 Nov 2023 to 30 Apr 2024)
    • SMF16 Compliance Oversight (10 Nov 2023 to 28 Mar 2024)
  • HCL BANK HOUSE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 400529

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • CF10 Compliance Oversight (26 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (6 Jul 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.