Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2022)
    • CF30 Customer (25 Oct 2013 to 5 Jan 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (10 Feb 2010 to 28 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2005)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (12 Dec 2005 to 28 Jun 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 12 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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