David Anthony Ellis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vittoria and Partners LLP
FRN 709710
- [FCA CF] Client dealing (since 27 Mar 2025)
- CF1 Director (AR) (since 28 May 2024)
- CF30 Customer (since 28 May 2024)
GNRI Manco Limited
FRN 705607
- (4)Employed By (since 23 Jun 2015)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (30 Apr 2021 to 30 Jun 2025)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 31 Jul 2012)
- CF21 Investment Adviser (5 Jan 2004 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (8 Jul 2002 to 20 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.