David Anthony Dane Herbert

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • [FCA CF] Manager of certification employee (since 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Significant management (27 Oct 2023 to 15 Apr 2025)
    • CF30 Customer (18 Dec 2009 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
    • CF27 Investment Management (10 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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