Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 21 Apr 2020)
- [FCA CF] Manager of certification employee (since 21 Apr 2020)
- [FCA CF] Manager of certification employee (27 Jan 2020 to 9 Mar 2020)
- [FCA CF] Client dealing (27 Jan 2020 to 9 Mar 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (31 Jul 2003 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Jul 2003)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 21 Apr 2020)
- [FCA CF] Manager of certification employee (since 21 Apr 2020)
- [FCA CF] Client dealing (27 Jan 2020 to 9 Mar 2020)
- [FCA CF] Manager of certification employee (27 Jan 2020 to 9 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.