David Anthony Carr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • E C Financial Services Limited (no longer approved here)

    FRN 567851

    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jul 2020)
    • CF10 Compliance Oversight (4 Jan 2012 to 11 Oct 2018)
    • CF1 Director (4 Jan 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2012 to 30 Sep 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF1 Director (AR) (3 Jan 2006 to 31 Dec 2011)
    • CF21 Investment Adviser (21 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 21 Jul 2004)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (711)Employed By (19 Jun 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.