David Anthony Brockhouse

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Apr 2023)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2023)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (20 Jan 2010 to 3 Mar 2010)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (20 Jan 2010 to 3 Mar 2010)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Oct 2006 to 13 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.