David Andrew Walsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Holroyd & Co Wealth Management Limited

    FRN 650965

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2015 to 8 Dec 2019)
    • CF1 Director (6 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (6 Apr 2015 to 8 Dec 2019)
  • Holroyd & Co Mortgage Point Limited (no longer approved here)

    FRN 523557

    • Employed By (13 May 2010 to 28 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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