Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • CF3 Chief Executive (15 Feb 2013 to 27 Jun 2013)
    • CF30 Customer (15 Feb 2013 to 27 Jun 2013)
    • CF1 Director (15 Feb 2013 to 27 Jun 2013)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF3 Chief Executive (6 Dec 2011 to 3 Jan 2012)
    • CF30 Customer (1 Nov 2007 to 3 Jan 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Nov 2005 to 10 May 2007)
    • CF1 Director (24 Jul 2003 to 30 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.