David Andrew Sharman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2020)
  • Jones Regan Wealth Management Ltd (no longer approved here)

    FRN 484393

    • (11)Employed By (11 Mar 2015 to 31 Aug 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Mar 2013 to 31 Aug 2016)
  • David Sharman (no longer approved here)

    FRN 596391

    • Employed By (1 Mar 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF22 Investment Adviser (Trainee) (20 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.