Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 30 Dec 2024)
    • SMF27 Partner (since 30 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Dec 2024)
    • SMF16 Compliance Oversight (since 30 Dec 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF18 Other Overall Responsibility (27 May 2016 to 17 Jan 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF6 Head of Key Business Areas (7 Mar 2016 to 17 Jan 2023)
    • CF1 Director (16 Jun 2011 to 6 Mar 2016)
    • CF29 Significant management (25 May 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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