Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hunters Moon Capital LLP
FRN 1017300
- SMF1 Chief Executive (since 30 Dec 2024)
- SMF27 Partner (since 30 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Dec 2024)
- SMF16 Compliance Oversight (since 30 Dec 2024)
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- SMF18 Other Overall Responsibility (27 May 2016 to 17 Jan 2023)
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- SMF6 Head of Key Business Areas (7 Mar 2016 to 17 Jan 2023)
- CF1 Director (16 Jun 2011 to 6 Mar 2016)
- CF29 Significant management (25 May 2011 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.