Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ROBINSON INVESTMENT SOLUTIONS LIMITED
FRN 987190
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Jan 2023)
- Responsible for Insurance Distribution (since 23 Jan 2023)
- SMF16 Compliance Oversight (since 23 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2023)
- SMF3 Executive Director (since 23 Jan 2023)
- [FCA CF] Client dealing (since 23 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2023)
- CF1 Director (AR) (4 Sep 2012 to 20 Jan 2023)
- CF30 Customer (4 Sep 2012 to 20 Jan 2023)
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- Employed By (2 Mar 2010 to 2 Jul 2012)
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- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.