Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Jan 2023 to 19 May 2023)
- [FCA CF] Significant management (4 Apr 2022 to 19 May 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
- CF30 Customer (26 Jan 2009 to 10 Jun 2012)
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- [FCA CF] Significant management (4 Apr 2022 to 19 May 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 May 2023)
- CF30 Customer (1 Dec 2009 to 10 Jun 2012)
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- [FCA CF] Significant management (4 Apr 2022 to 17 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
- CF30 Customer (26 Jan 2009 to 10 Jun 2012)
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- CF29 Significant management (26 Jun 2018 to 24 May 2019)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2008)
- CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2008)
- CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.