Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Material risk taker (18 Jan 2023 to 19 May 2023)
    • [FCA CF] Significant management (4 Apr 2022 to 19 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
    • CF30 Customer (26 Jan 2009 to 10 Jun 2012)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Significant management (4 Apr 2022 to 19 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 May 2023)
    • CF30 Customer (1 Dec 2009 to 10 Jun 2012)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Significant management (4 Apr 2022 to 17 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
    • CF30 Customer (26 Jan 2009 to 10 Jun 2012)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF29 Significant management (26 Jun 2018 to 24 May 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.