David Andrew Holmes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 16 May 2013)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (25 Aug 2004 to 1 Feb 2006)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (25 Aug 2004 to 1 Feb 2006)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (9 Feb 2004 to 30 Jul 2004)
    • CF1 Director (16 Oct 2003 to 30 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.