Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 14 Oct 2013)
- CF30 Customer (since 1 Nov 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Plantech Independent Limited
FRN 440803
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 4 May 2016)
- CF11 Money Laundering Reporting (15 Oct 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Oct 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Oct 2012 to 30 Sep 2018)
- CF1 Director (3 Jan 2012 to 8 Dec 2019)
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The David Hewson Practice Ltd
FRN 216475
- (6)Employed By (since 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
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