Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 14 Feb 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2022)
    • CF1 Director (1 Aug 2012 to 8 Dec 2019)
  • Kingfisher Insurance Services Limited (no longer approved here)

    FRN 310218

    • Responsible for Insurance Mediation (23 Apr 2008 to 13 May 2011)
    • CF1 Director (23 Apr 2008 to 13 May 2011)
    • CF8 Apportionment and Oversight (23 Apr 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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