Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Epoch Investment Partners UK, Ltd (no longer approved here)

    FRN 715988

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2024 to 15 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2026)
    • CF1 Director (15 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.