Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (18 Jun 2019 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (30 May 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (20 Dec 2017 to 18 Jan 2021)
    • CF30 Customer (22 Jun 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (18 Jun 2019 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (30 May 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2021)
    • CF30 Customer (22 Jun 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (22 Mar 2002 to 20 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.