Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Jun 2019 to 18 Jan 2021)
- [FCA CF] Manager of certification employee (30 May 2018 to 18 Jan 2021)
- [FCA CF] Client dealing (20 Dec 2017 to 18 Jan 2021)
- CF30 Customer (22 Jun 2010 to 6 Mar 2016)
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- [FCA CF] Material risk taker (18 Jun 2019 to 18 Jan 2021)
- [FCA CF] Manager of certification employee (30 May 2018 to 18 Jan 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2021)
- CF30 Customer (22 Jun 2010 to 6 Mar 2016)
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- CF21 Investment Adviser (22 Mar 2002 to 20 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.