Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 29 Apr 2022)
    • CF1 Director (AR) (since 29 Apr 2022)
    • (3)Employed By (since 29 Apr 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Jan 2024)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 23 Aug 2017)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 21 Apr 2016)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.