David Alexander Nelson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ValidPath Limited
FRN 197107
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 18 Oct 2024)
- CF1 Director (AR) (since 26 Sep 2024)
- CF30 Customer (since 26 Sep 2024)
OWN YOUR FUTURE FINANCIAL PLANNING LTD
FRN 1019487
- (1)Employed By (since 26 Sep 2024)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (11 Sep 2014 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Jul 2014 to 4 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.