Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atomos Financial Planning Limited
FRN 193503
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
- [FCA CF] Client dealing (since 1 Nov 2022)
- CF30 Customer (13 Jan 2021 to 6 Dec 2023)
- [FCA CF] Client dealing (13 Jan 2021 to 25 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (13 Jan 2021 to 31 Oct 2022)
- CF1 Director (AR) (13 Jan 2021 to 23 Mar 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
- CF1 Director (AR) (2 May 2017 to 18 Jan 2021)
- CF30 Customer (2 May 2017 to 18 Jan 2021)
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- Employed By (2 May 2017 to 6 Dec 2023)
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- CF30 Customer (6 Aug 2015 to 30 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.