Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Echo Finance Limited (no longer approved here)

    FRN 570073

    • [FCA CF] Functions requiring qualifications (3 Nov 2025 to 2 Apr 2026)
  • TMG Direct Limited (no longer approved here)

    FRN 786245

    • [FCA CF] Functions requiring qualifications (30 Sep 2025 to 4 Nov 2025)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (25 Oct 2024 to 10 Sep 2025)
  • Medical & Professional Investment LLP (no longer approved here)

    FRN 485852

    • [FCA CF] Functions requiring qualifications (4 Dec 2023 to 4 Oct 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (15 Oct 2018 to 5 May 2021)
  • David Lee (no longer approved here)

    FRN 822811

    • Employed By (15 Oct 2018 to 5 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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