David Alexander Grant

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2021 to 31 May 2024)
    • [FCA CF] Material risk taker (6 Dec 2021 to 31 May 2024)
    • CF10 Compliance Oversight (1 Feb 2008 to 12 Aug 2011)
    • CF28 Systems and controls (1 Feb 2008 to 1 Jun 2015)
    • CF11 Money Laundering Reporting (1 Feb 2008 to 12 Aug 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (25 Nov 2016 to 16 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 16 Oct 2019)
    • CF11 Money Laundering Reporting (6 Apr 2009 to 12 Aug 2011)
    • CF10 Compliance Oversight (6 Apr 2009 to 12 Aug 2011)
    • CF28 Systems and controls (6 Apr 2009 to 1 Jun 2015)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF11 Money Laundering Reporting (8 Jan 2013 to 13 May 2015)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF11 Money Laundering Reporting (8 Jan 2013 to 13 May 2015)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF11 Money Laundering Reporting (8 Jan 2013 to 11 Jan 2013)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF11 Money Laundering Reporting (8 Jan 2013 to 13 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.