David Albert Ridley

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF7 Sole Trader (AR) (26 Oct 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (26 Oct 2006 to 31 Oct 2007)
  • David Ridley

    FRN 215953

    • Employed By (since 19 Aug 2004)
    • Employed By (1 Dec 2001 to 11 Aug 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (8 Dec 2005 to 19 Oct 2006)
    • CF7 Sole Trader (AR) (19 Aug 2004 to 19 Oct 2006)
    • CF22 Investment Adviser (Trainee) (19 Aug 2004 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.