David Alan Young

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth Protect Ltd

    FRN 804990

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (22 May 2018 to 8 Dec 2019)
    • CF1 Director (22 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 May 2018 to 8 Dec 2019)
  • Young Financial Services Ltd (no longer approved here)

    FRN 230094

    • Employed By (22 Jan 2004 to 22 Dec 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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