Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 23 Dec 2011)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
  • KBA FS Limited

    FRN 214995

    • (7)Employed By (since 9 Jan 2018)
    • (14)Employed By (1 Dec 2001 to 26 May 2004)
  • Bluetree Financial Services Ltd (no longer approved here)

    FRN 208781

    • Employed By (27 Sep 2010 to 23 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.