Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 10. Broker fund adviser
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2014 to 8 Dec 2019)
  • The Redlake Consultancy Ltd (no longer approved here)

    FRN 190151

    • Employed By (22 Apr 2003 to 30 Dec 2013)
  • Central Independent Financial Services Ltd (no longer approved here)

    FRN 179629

    • Employed By (1 Dec 2001 to 15 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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