Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baggerman Wealth Management Ltd
FRN 682588
- Employed By (since 10 Jul 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 23 Nov 2012)
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- Employed By (23 Nov 2012 to 1 Aug 2023)
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- CF30 Customer (8 Apr 2011 to 30 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 8 Oct 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (20 May 2005 to 2 May 2006)
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- CF22 Investment Adviser (Trainee) (25 Nov 2002 to 28 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.