Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (23 Sep 2010 to 2 Mar 2011)
- CF10 Compliance Oversight (23 Sep 2010 to 2 Mar 2011)
- CF8 Apportionment and Oversight (18 Feb 2009 to 31 Mar 2009)
- CF3 Chief Executive (18 Feb 2009 to 17 Apr 2014)
- Responsible for Insurance Mediation (14 Jan 2005 to 17 Apr 2014)
- CF1 Director (26 Apr 2003 to 17 Apr 2014)
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- CF1 Director (AR) (1 Dec 2001 to 15 Sep 2010)
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- Employed By (1 Dec 2001 to 15 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.