David Adam Rice

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
    • [FCA CF] Manager of certification employee (14 Mar 2023 to 6 May 2025)
    • [FCA CF] Significant management (14 Mar 2023 to 6 May 2025)
    • [PRA CF] Managing a material risk taker (15 Nov 2022 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2022 to 6 May 2025)
  • HSBC Bank Plc

    FRN 114216

    • SMF24 Chief Operations (since 17 Apr 2025)
    • [FCA CF] Significant management (14 Mar 2023 to 6 May 2025)
    • [PRA CF] Managing a material risk taker (15 Nov 2022 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (21 Oct 2022 to 6 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2022 to 6 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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