David Abbey

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • My Safe Home Limited

    FRN 314277

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 7 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (18 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Nov 2004 to 31 Mar 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 16 Apr 2009)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Abbey (no longer approved here)

    FRN 215480

    • Employed By (1 Dec 2001 to 16 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.