Dave Iain Roberton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc

    FRN 144267

    • [FCA CF] Material risk taker (since 27 Dec 2023)
    • [FCA CF] CASS oversight function (since 20 Jul 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (AR) (11 Sep 2025 to 30 Jan 2026)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (11 Sep 2025 to 30 Jan 2026)
  • Capital Credit Union Limited (no longer approved here)

    FRN 213575

    • CF28 Systems and controls (1 Nov 2007 to 26 Jan 2009)
    • CF11 Money Laundering Reporting (2 Feb 2007 to 26 Jan 2009)
    • CF13 Finance (2 Aug 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (2 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.