Daryl Anne Toms

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 9 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 29 Apr 2024)
  • Daryl Toms

    FRN 1012483

    • Employed By (since 9 May 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (22 May 2023 to 8 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (16 Mar 2021 to 8 Mar 2024)
  • Delphic Financial Planning Limited (no longer approved here)

    FRN 486037

    • (25)Employed By (22 May 2023 to 8 Mar 2024)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (9 Aug 2020 to 5 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.