Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARK RICHARD (BROKERS) LIMITED (no longer approved here)

    FRN 305499

    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2023)
    • CF1 Director (1 Jun 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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