Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
DK Financial Services Ltd
FRN 1044053
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
- Responsible for Insurance Distribution (since 2 Feb 2026)
- SMF16 Compliance Oversight (since 2 Feb 2026)
- SMF3 Executive Director (since 2 Feb 2026)
- Responsibility for MCD Intermediation (since 2 Feb 2026)
-
- Appointed representative dealing with clients for which they require qualification (1 Jun 2023 to 30 Jan 2026)
- CF1 Director (AR) (31 May 2023 to 29 Jan 2026)
-
- (1)Employed By (31 May 2023 to 29 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.