Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
    • Responsible for Insurance Distribution (since 2 Feb 2026)
    • SMF16 Compliance Oversight (since 2 Feb 2026)
    • SMF3 Executive Director (since 2 Feb 2026)
    • Responsibility for MCD Intermediation (since 2 Feb 2026)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2023 to 30 Jan 2026)
    • CF1 Director (AR) (31 May 2023 to 29 Jan 2026)
  • DK Financial Services Ltd (no longer approved here)

    FRN 996287

    • (1)Employed By (31 May 2023 to 29 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

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