Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GFI Securities Limited
FRN 184801
- SMF2 Chief Finance (since 12 Sep 2024)
- [FCA CF] Material risk taker (since 1 Jan 2023)
- SMF3 Executive Director (since 3 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 13 May 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF1 Director (20 Jul 2010 to 8 Dec 2019)
- CF28 Systems and controls (10 Mar 2008 to 8 Dec 2019)
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BGC Brokers L.P
FRN 454814
- [FCA CF] Material risk taker (since 1 Jan 2023)
- SMF2 Chief Finance (since 3 Mar 2022)
- SMF3 Executive Director (since 3 Mar 2022)
- SMF2 Chief Finance (9 Dec 2019 to 13 May 2020)
- SMF3 Executive Director (9 Dec 2019 to 13 May 2020)
- CF1 Director (17 Dec 2018 to 8 Dec 2019)
- CF28 Systems and controls (31 Jan 2018 to 8 Dec 2019)
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- CF1 Director (13 Nov 2012 to 17 Mar 2015)
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- CF1 Director (20 Jun 2011 to 23 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.