Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 29 Sep 2022)
- CF30 Customer (since 1 Aug 2022)
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The Ethical Wealth Project Limited
FRN 947637
- (2)Employed By (since 1 Aug 2022)
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- [FCA CF] Functions requiring qualifications (17 Sep 2019 to 18 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
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