Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2024)
    • CF1 Director (AR) (since 15 Apr 2024)
    • CF30 Customer (since 15 Apr 2024)
    • [FCA CF] Client dealing (20 Nov 2023 to 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (20 Nov 2023 to 2 Aug 2024)
    • (1)Employed By (since 15 Apr 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (3 Nov 2021 to 20 Nov 2023)
    • CF30 Customer (20 Oct 2021 to 20 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (14 Oct 2021 to 20 Nov 2023)
  • Libertas Financial Planning Ltd (no longer approved here)

    FRN 646934

    • (2)Employed By (20 Oct 2021 to 20 Nov 2023)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2021)
    • CF1 Director (AR) (2 Nov 2018 to 13 Jun 2019)
  • Your Mortgage and Protection Specialists Ltd (no longer approved here)

    FRN 824541

    • Employed By (2 Nov 2018 to 13 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at BIRCH FINANCIAL SERVICES LTD

  2. controlled function added: (1)Employed By at BIRCH FINANCIAL SERVICES LTD