Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
- [FCA CF] Client dealing (since 28 Nov 2025)
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- [FCA CF] Functions requiring qualifications (5 Aug 2025 to 8 Oct 2025)
- [FCA CF] Client dealing (5 Aug 2025 to 8 Oct 2025)
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- [FCA CF] Client dealing (19 Mar 2021 to 17 Jul 2025)
- [FCA CF] Functions requiring qualifications (19 Mar 2021 to 17 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2021)
- CF30 Customer (15 Oct 2014 to 2 Apr 2021)
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- Employed By (24 Aug 2017 to 2 Apr 2021)
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- (21)Employed By (28 Jun 2017 to 2 Apr 2021)
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- CF30 Customer (27 Aug 2014 to 6 Oct 2014)
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- Employed By (30 Dec 2011 to 15 Mar 2013)
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- CF30 Customer (1 Jul 2011 to 1 Jan 2012)
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- CF30 Customer (29 Oct 2010 to 14 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (21)Employed By at Ashwood Law Wealth Management Ltd