Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
    • [FCA CF] Client dealing (since 28 Nov 2025)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • [FCA CF] Functions requiring qualifications (5 Aug 2025 to 8 Oct 2025)
    • [FCA CF] Client dealing (5 Aug 2025 to 8 Oct 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (19 Mar 2021 to 17 Jul 2025)
    • [FCA CF] Functions requiring qualifications (19 Mar 2021 to 17 Jul 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2021)
    • CF30 Customer (15 Oct 2014 to 2 Apr 2021)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (24 Aug 2017 to 2 Apr 2021)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (21)Employed By (28 Jun 2017 to 2 Apr 2021)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF30 Customer (27 Aug 2014 to 6 Oct 2014)
  • Barfield Financial Advisors Ltd (no longer approved here)

    FRN 451574

    • Employed By (30 Dec 2011 to 15 Mar 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2011 to 1 Jan 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Oct 2010 to 14 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (21)Employed By at Ashwood Law Wealth Management Ltd