Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The On-Line Partnership Limited
FRN 192638
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 18 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 18 Mar 2025)
- CF1 Director (AR) (since 26 Feb 2025)
- CF30 Customer (since 26 Feb 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
- CF30 Customer (26 Jul 2012 to 1 May 2024)
-
Maxim Financial Planning Limited
FRN 947257
- (2)Employed By (since 26 Feb 2025)
-
- Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 4 Feb 2025)
- CF30 Customer (22 Feb 2024 to 4 Feb 2025)
-
- (13)Employed By (22 Feb 2024 to 4 Feb 2025)
-
- Employed By (13 Oct 2015 to 4 Feb 2025)
-
- Employed By (26 Jul 2012 to 30 Mar 2016)
-
- (8)Employed By (7 Apr 2004 to 30 Dec 2011)
-
- (3)Employed By (23 Aug 2002 to 17 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.