Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Director of firm who is not a certification employee or a SMF manager (since 18 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2025)
    • CF1 Director (AR) (since 26 Feb 2025)
    • CF30 Customer (since 26 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
    • CF30 Customer (26 Jul 2012 to 1 May 2024)
    • (2)Employed By (since 26 Feb 2025)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 4 Feb 2025)
    • CF30 Customer (22 Feb 2024 to 4 Feb 2025)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (13)Employed By (22 Feb 2024 to 4 Feb 2025)
  • Crystal Wealth Management Ltd (no longer approved here)

    FRN 717673

    • Employed By (13 Oct 2015 to 4 Feb 2025)
  • Crystal Wealth Management LLP (no longer approved here)

    FRN 454042

    • Employed By (26 Jul 2012 to 30 Mar 2016)
  • The Independent Financial Consultancy Ltd (no longer approved here)

    FRN 181118

    • (8)Employed By (7 Apr 2004 to 30 Dec 2011)
  • Oakridge Financial Planning Ltd (no longer approved here)

    FRN 217898

    • (3)Employed By (23 Aug 2002 to 17 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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