Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 8 Feb 2013)
    • CF30 Customer (since 7 Jul 2011)
    • (2)Employed By (since 7 Jul 2011)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 7 Jun 2011)
    • CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 20 Sep 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.