Darren Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 22 Dec 2017)
    • CF30 Customer (since 22 Dec 2014)
  • Nine Oak Financial Management

    FRN 658983

    • (2)Employed By (since 9 Dec 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Nov 2009 to 2 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.