Darren Smart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (10 Jan 2014 to 3 Jun 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Jan 2012 to 20 Dec 2013)
    • CF22 Investment Adviser (Trainee) (1 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.