Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Material risk taker (since 9 Nov 2023)
- [FCA CF] Significant management (since 6 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 21 Aug 2019)
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Northern Trust Global Investments Limited
FRN 191916
- [FCA CF] Significant management (since 1 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Aug 2021)
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Significant management (since 1 Nov 2021)
- [FCA CF] Material risk taker (since 1 Nov 2021)
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Material risk taker (since 1 Nov 2021)
- [FCA CF] Significant management (since 25 May 2021)
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The Northern Trust Company
FRN 122020
- [FCA CF] Material risk taker (since 21 Aug 2021)
- [FCA CF] Significant management (since 1 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
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