Darren Rickards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (24 Feb 2017 to 14 Mar 2025)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 14 Mar 2025)
    • [FCA CF] Material risk taker (24 Feb 2017 to 14 Mar 2025)
    • [FCA CF] Significant management (21 Feb 2017 to 14 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 15 May 2013)
    • CF21 Investment Adviser (26 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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