Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Nov 2014)
    • CF1 Director (AR) (since 20 Nov 2014)
    • Employed By (since 2 Oct 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 13 Sep 2014)
    • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2003 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.