Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (14 May 2018 to 8 Dec 2019)
-
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (14 May 2018 to 8 Dec 2019)
-
- CF30 Customer (19 Mar 2014 to 2 Jan 2015)
-
- CF30 Customer (1 Nov 2007 to 2 Jan 2015)
- CF21 Investment Adviser (8 Jul 2005 to 13 Oct 2006)
- CF26 Customer Trading (8 Jul 2005 to 13 Oct 2006)
- CF27 Investment Management (8 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.